DEPARTMENT OF HOMELAND SECURITY
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for the Correction of
the Coast Guard Record of:
BCMR Docket No. 2006-070
XXXX XXXXXXX
xxxxxxxxxxxx, Ensign
FINAL DECISION
AUTHOR: Ulmer, D.
This proceeding was conducted according to the provisions of section 1552 of
title 10 and section 425 of title 14 of the United States Code. The Chair docketed the
case on March 10, 2006, upon receipt of the applicant’s completed application and
military records.
appointed members who were designated to serve as the Board in this case.
This final decision, dated December 14, 2006 is signed by the three duly
APPLICANT’S REQUEST
The applicant asked the Board to correct his military record by removing his
promotion year [PY] 2005 failure of selection for promotion to lieutenant junior (LTJG)
and that his date of rank be adjusted retroactively if selected by the first LTJG selection
board to consider him for promotion to that grade based on a corrected record. The
applicant submitted this request during the processing of an earlier application (BCMR
No. 2005-162), in which he requested the removal of an OER for the period October 1,
2004 to March 31, 2005. The request for removal of the failure of selection was treated
as a new case because processing it as a part of BCMR No. 2005-162 would have caused
a delay in issuing a final decision in that case possibly past the convening date for the
2006 LTJG selection board.1
1 The Board was not informed during the processing of BCMR No. 2005-162 that the applicant's
commission was being revoked and that he would not appear before the 2006 selection board.
The applicant asserted in this application that if granted relief by the Board in
Docket No. 2005-162, which was the removal of an adverse erroneous OER, his 2005
failure of selection to LTJG should also be removed. The applicant did not have a
second opportunity to be considered for promotion to LTJG because his officer
commission was revoked prior to the convening of the 2006 LTJG selection board. As a
result of the revocation, he was discharged on June 1, 2006.
BCMR No. 2005-162 (Prior Case)
In BCMR No. 2005-162, the applicant asked the Board to correct his military
record by removing the OER for the period October 1, 2004 to March 31, 2005, which the
Board granted on April 26, 2006. On the removed OER, the applicant received marks of
4 in initiative and well-being, marks of 3 in judgment and professional presence, and a
mark of 2 in responsibility. The comments supporting the below average marks were
as follows:
In March 2005, [the applicant] was involved in an altercation with
bouncers at a local nightclub resulting in his being held by city police.
Demonstrated poor judgment and avoided responsibility for his actions
when he did not contact the command; provided no information about the
incident until approached by his supervisor two days after it had been
reported to the unit. This command determined that alcohol was not a
factor in the incident. However, [the applicant's] negative involvement
with local police reflected poorly on the Coast Guard and the officer corps.
The reporting officer rated the applicant as a qualified officer (the second of
seven blocks, with the seventh block being the highest) when he compared him with
other ensigns the reporting officer has known throughout his career.
follows:
The reporting officer evaluated the applicant's potential for future service as
While [the applicant's] performance of duties was satisfactory during the
reporting period, his personal conduct while off-duty was questionable
and demonstrates a reluctance to acknowledge his responsibilities as an
officer when he is not at work or on duty. He has not earned the
confidence of this command to resume law enforcement duties or be
granted access to classified materials & weapons. His potential for
assuming positions of increased authority and responsibility remains
poor. [The applicant] is not recommended for promotion with his peers.
The applicant alleged that certain of the reporting officer's marks and comments
were erroneous and inaccurate because they were based on an incident that a command
investigation determined to be the result of racial discrimination and not from the
applicant's misuse of alcohol. In this regard the applicant stated the following:
there was no need
An investigation was done and the result stated that the incident was
racially motivated and alcohol was not a contributing factor. On the night
in question the [civilian police] officer assured me that the incident was
confidential and
inform my command.
Understanding that this was a confidential situation and realizing that I
had done nothing wrong I felt as though there wasn't any significant
information to report. After all, I wasn't drunk. I didn't fight with anyone
and I did the responsible thing by taking a taxi out that night. In
retrospect, even though I felt I was the victim I should have informed my
command. By doing so my character would not be in question. Although,
I did not inform my command I do not feel this level of punishment is
appropriate.
to
In BCMR No. 2005-162, the Board agreed with the Coast Guard and made the
following findings:
2. The Coast Guard recommends, and the Board agrees, that the
disputed OER should be removed from the applicant's record and
replaced with a report for continuity purposes only. The Board also
agrees with the Coast Guard that the applicant's rating chain violated the
Personnel Manual by failing to prepare an objective and fair evaluation of
the applicant's performance during the period covered by the disputed
OER. In this regard, the reporting officer gave the applicant below
average marks and comments without taking into consideration the
findings of the IO that racial discrimination against the applicant by the
bouncers and civilian police officer, rather than any misbehavior by the
applicant, probably caused the incident on March 18 and 19, 2005.
3. The Coast Guard also found that the reviewer probably had a
prejudice against the applicant because of his involvement in a similar
incident during an earlier reporting period. For the reviewer to reach a
conclusion about the applicant's performance based on performance
during another reporting period violates Article 10.A.4.c.11.g. of the
Personnel Manual, which states, "the Reviewer shall limit comments to
performance or behavior observed during the reporting period and/or
discussions of the Reported-on Officer's potential." Based on the
reviewer's declaration to CGPC, the Board agrees with the Coast Guard's
assessment on this issue.
On April 26, 2006, the Board ordered the applicant's record corrected by
removing the OER for the period October 1, 2004, to March 31, 2005, from his record
and replacing it with a report for continuity purposes only. Based upon that correction
the applicant is now asking the Board to remove his 2005 failure of selection for
promotion to LTJG.
Applicant's Other Performance
The applicant's military record still contains a derogatory OER2 for the period
March 10, 2003 to September 30, 2004. In the reporting officer's section of this OER,
which was before the 2005 LTJG selection board along with the removed OER, the
applicant received a below average mark of 1 responsibility, a below average mark of 2
in professional presence, below average marks of 3 in judgment and health and well-
being, and an average mark of 4 in initiative. In the comments section, the reporting
officer wrote the following:
Self-starter. Developed comms plan for 4 LE/SAR agencies enforcing a
marine security zone during POTUS visit; used plan to ID need and secure
extra radios for other agencies to use. Developed computer spreadsheets
to facilitate tracking HIV/random security boardings & closely monitored
progress of unit LE training & BTM/BO quals; significant time savings
when completing weekly scorecard & adjusting LE training curriculum.
Demonstrated singularly poor judgment & brought discredit to CG after
involvement in a bar brawl in which alcohol & use of personal weapon
was a contributing factor; subsequent detainment by local authorities only
discovered by supervisor when police were called after member was
absent without authorized leave. Unwilling to take responsibility for
actions, placed blame on others to explain own situation. Failed to meet
sobriety standards; use of alcohol and mild intoxication led to a bar fight
and arrest. Fit, trim appearance in uniform, w/polished brass & shoes.
Polite, professional demeanor/seniors, peers & subordinates at all times.
On the comparison scale in block 9. where the reporting officer compared the
applicant with all other ensigns he has known during his career, he rated the applicant
as unsatisfactory, the farthest category to the left. In support of this mark, the reporting
officer wrote the following:
2 Article 10.A.4.h.1. of the Personnel Manual defines derogatory OERs as those that contain a numerical
mark of one in any performance dimension, contains an unsatisfactory mark by the reporting officer in
section 9, or documents adverse performance or conduct that results in the removal of a member form his
or her primary duty or position.
[The applicant's] initial performance indicated a promising future in the
Coast Guard. However, his disreputable conduct made it necessary for this
command to revoke his security clearance, suspend his BTM qualification
and prohibit his weapons & armory access. These constraints make it
impossible for him to continue performing any LE function that requires a
security clearance or an ability to use lethal force. He has lost the confidence
of this command to assume any responsibility other than completing
administrative tasks. His potential for assuming positions of increased
authority & responsibility is poor. [The applicant] is not recommended for
promotion with his peers.
The applicant submitted an addendum to the OER, wherein he accepted full
responsibility for his actions and poor judgment in the September 16, 2004, bar brawl.
He stated that he recognized that he had brought discredit to the Coast Guard. He also
pointed to the following:
Prior to the [September 2004] incident . . . I behaved and performed in a
manner that exhibited great potential for promotion and leadership. I
quickly became actively involved in my unit and its activities. I feel that I
have demonstrated the ability to be successful as an officer in the Coast
Guard. I realize this in no way minimizes neither the impact nor the
consequences of my actions; however, please take into consideration that
this was an isolated incident and not a true reflection of my overall
character.
The applicant's military record also contains a page 7 documenting his
involvement in the September 2004 incident described in the derogatory OER as his first
alcohol incident.
VIEWS OF THE COAST GUARD
On July 26, 2006, the Board received the views of the Coast Guard in which the
Judge Advocate General (JAG) recommended that the applicant be granted the
following relief as recommended by Commander, Coast Guard Personnel Command
(CGPC):
[Coast Guard should offer] to reinstate the applicant on active duty at a
different unit than Coast Guard Sector Portland where he was first assigned.
Upon reinstatement, allow the applicant to appear before the next LTJG
selection Board:
If selected, offer the applicant the opportunity to select a date of rank
commensurate with selection by that board or a date no earlier than if
selected by the PY [2005] June LTJG Selection Board.
If non-selected, the applicant will be considered as having twice failed of
selection and be discharged from active duty.
The JAG also asked the Board to accept the comments from CGPC as a part of
the advisory opinion. CGPC stated that the applicant was not selected for promotion to
LTJG by the PY 2005 selection board that met on June 6, 2005. In addition to not
selecting the applicant, the selection board recommended the revocation of his
commission because of his unsatisfactory performance. In this regard, the selection
board wrote the following in its report:
[The applicant's] failure to adhere to Coast Guard Core Values in that on
two separate occasions he acted in such a manner as to bring discredit on
the Service. The first incident in November 2004 was a documented
alcohol incident involving a personal weapon, resulting in detainment by
local authorities. The second incident in March 2005 involved an
altercation with bouncers at a nightclub resulting in being held by police.
[The applicant's] failure to immediately inform his command of either
incident which is indicative of a lack of the character required by the Coast
Guard's Core Values. His OER reply to the first incident indicated a clear
understanding of the service notification expectations.
However,
following the second incident, he again neglected to notify his command.
[The applicant is not able] to perform his primary law enforcement duties
as a result of these incidents.
CGPC stated that approximately two months after the applicant learned that the
2005 selection board had not selected him for promotion, he filed an application for
correction of his military record asking the Board to remove an adverse OER3 that was
the subject of the earlier BCMR case Docket No. 2005-162. According to CGPC, the
applicant's commission was revoked pursuant to 10 USC § 126814, and he was
discharged on June 1, 2006.
3 The applicant's request for relief was granted. His request for removal of his 2005 failure of selection
was treated as a new case because it was a new issue that was submitted well after the initial application
and it would not have been feasible to delay the request in the original application to process the new
request.
4 This provision of title 10 states, "Subject to other provisions of this title, reserve commissioned officers
may be discharged at the pleasure of the President. Other Reserves may be discharged under regulations
prescribed by the Secretary concerned." Article 5.A.5.d.2. of the Personnel Manual states that the
In recommending the relief mentioned above, CGPC stated that if the OER
ordered removed by the BCMR in Docket No. 2005-162 had not been in the applicant's
record, the selection board may not have recommended the revocation of his
commission as his record may not have shown a consistent pattern of unsatisfactory
performance.
APPLICANT'S REPLY TO THE VIEWS OF THE COAST GUARD
On July 26, 2006, the Board sent the applicant a copy of the Coast Guard views to
his address of record. The Board did not receive a reply from the applicant to the
advisory opinion. On December 6, 2006, a BCMR staff member contacted the applicant
by telephone and he indicated that he had not received the advisory opinion. The
applicant was informed of the Coast Guard's recommendation. On December 7, 2006,
he faxed his reply to the advisory opinion, stating that he agreed with the Coast Guard's
recommendation. He asked the Board to allow him to earn one additional OER upon
his return to active duty before going before the LTJG selection board.
FINDINGS AND CONCLUSIONS
The Board makes the following findings and conclusions on the basis of the
applicant's military record and submissions, the Coast Guard's submissions, and
applicable law:
1. The Board has jurisdiction concerning this matter pursuant to section 1552 of
title 10 of the United States Code. The application was timely.
2. The applicant asked the Board to remove his 2005 failure of selection for
promotion to LTJG because when that selection board reviewed his record, it contained
the erroneous OER ordered removed by the BCMR. In the prior case, BCMR No. 2005-
162, the Board made the following findings with respect to the removed OER.
The Board . . . agrees with the Coast Guard that the applicant's rating
chain violated the Personnel Manual by failing to prepare an objective and
fair evaluation of the applicant's performance during the period covered
by the disputed OER. In this regard, the reporting officer gave the
applicant below average marks and comments without taking into
consideration the findings of the IO that racial discrimination against the
applicant by the bouncers and civilian police officer, rather than any
Commandant will revoke the commissions or vacate the temporary appointments of ensigns who, in
their first three years of commissioned, fail of selection for promotion to LTJG and whom the selection
board determines are performing unsatisfactorily in grade.
misbehavior by the applicant, probably caused the incident on March 18
and 19, 2005.
The Coast Guard also found that the reviewer probably had a prejudice
against the applicant because of his involvement in a similar incident
during an earlier reporting period. For the reviewer to reach a conclusion
about the applicant's performance based on performance during another
reporting period violates Article 10.A.4.c.11.g. of the Personnel Manual,
which states, "the Reviewer shall limit comments to performance or
behavior observed during the reporting period and/or discussions of the
Reported-on Officer's potential." Based on the reviewer's declaration to
CGPC the Board agrees with the Coast Guard's assessment on this issue.
3. In light of the correction to the applicant's record as ordered by the BCMR in
No. 2005-162, the applicant now requests that his 2005 failure of selection for
promotion to LTJG be removed from his record. The Board must decide in the current
case whether a nexus existed between the erroneous OER and the applicant's 2005
failure of selection for promotion to LTJG. In determining whether a nexus existed
between the error and the applicant’s failure of selection for promotion, the Board
applies the standards set out in Engels v. United States, 230 Ct. Cl. 465 (1982). In Engels,
the United States Court of Claims established two "separate but interrelated standards"
to determine the issue of nexus. The standards are as follows: "First, was the claimant's
record prejudiced by the errors in the sense that the record appears worse than it would
in the absence of the errors? Second, even if there was some such prejudice, is it
unlikely that he would have been promoted in any event?” Id. at 470.
4. With respect to the first prong of the Engels test, the applicant's performance
record would look somewhat better with the erroneous OER removed and replaced
with a report for continuity purposes only. In this regard, the Board notes that the
removed OER contained below average marks of 3 in judgment and professional
presence, and a below average mark of 2 in responsibility. In addition it contained
unflattering comments about the applicant's lack of good judgment in not reporting his
involvement in an altercation at a local nightclub that ended with his spending the
night in a detoxification center. Therefore, the Board finds that the removal of that
OER, with its below average grades and unflattering comments and recommendation
against promotion would cause the applicant's record to appear somewhat better.
5. However, despite the prejudice caused to the applicant's record by the
inclusion of the removed OER, the Board finds that it was unlikely that he would have
been promoted in any event. In this regard, the Board finds that the applicant's
performance record contained a derogatory OER, with grades lower than those on the
removed OER. The derogatory OER, which is still in the applicant's record, contains a
below average mark of 1 in responsibility, a below average mark of 2 in professional
presence, and below average marks of 3 in judgment and health and well-being. The
applicant was given a below average mark of 1 (unsatisfactory performer) in block 9. of
the derogatory OER. The reporting officer commented that the applicant's use of poor
judgment and behavior in the September 2004 incident brought discredit upon the
Coast Guard. He further stated that as a result of the applicant's conduct, he revoked
his security clearance and prohibited the applicant from weapons and armory access,
which prevented the applicant from performing his law enforcement duties. The
reporting officer did not recommend the applicant for promotion on the derogatory
OER and stated that the applicant's potential for assuming positions of increased
authority and responsibility was poor. In addition, the applicant's military record
contains a page 7 documenting the September 2004 incident as the applicant's first
alcohol-related incident. Therefore, the Board finds that although the applicant
performed some of his assigned duties satisfactorily, his documented poor judgment
and behavior that brought discredit upon the Coast Guard, his loss of his security
clearance and access to weapons, his lack of a recommendation for promotion and
increased responsibility, and his documented alcohol-related incident make it unlikely
that he would have been selected for promotion in any event in 2005, even if the
removed erroneous OER had not been in his record when it was considered by the
selection in 2005.
6. Although the Coast Guard did not directly address the removal of the
applicant's 2005 failure of selection for promotion, the Board interprets the following
Coast Guard comment as a recommendation not to remove the applicant's failure of
selection: if the applicant is reinstated and if he is not selected for promotion to LTJG by
the first selection to consider him based on a corrected record, he will be considered to
have twice failed of selection and discharged from active duty. Since the Board will not
remove the applicant's 2005 failure, the Board agrees that his failure to be selected by
the next LTJG selection board to properly consider his record will constitute the
applicant's second failure of selection for promotion to LTJG.
7. Although, the JAG did not recommend removing the applicant's failure of
selection for promotion, he did recommend reinstating the applicant to active duty
because it was likely that had the removed OER not been in the applicant's record, the
selection board may not have found that he had exhibited a pattern of unsatisfactory
performance and therefore may not have recommended the revocation of his
commission. The Board agrees with the JAG and is persuaded in this finding by the
wording in the selection board report itself, which states that in two instances the
applicant acted to bring discredit upon the Coast Guard. One incident was reported in
the derogatory OER and the other was reported in the removed OER. The Board
concludes that the applicant's involvement in the incident mentioned in the erroneous
OER played a significant role in the selection board's finding that the applicant had
performed unsatisfactorily as an ensign. To cure this error, the Board agrees with the
Coast Guard that the applicant should be reinstated to active duty and allowed another
opportunity to be considered for promotion to LTJG. If the applicant is selected for
promotion by the next board to consider him with a corrected record, he shall receive a
date of rank commensurate with that Board or the date of rank no earlier than that he
would have received if selected by the 2006 board. (Since the Board is not removing the
2005 failure of selection, the applicant would not be entitled to a date of rank as if
selected by the 2005 board.)
8. It is not a contradiction for the Coast Guard to not recommend removal of the
applicant's 2005 failure while recommending his reinstatement to active duty, thereby
undoing the revocation of his commission. An ensign who fails to be selected for
promotion is not necessarily synonymous with an ensign who has performed
unsatisfactorily in grade such that his commission should be revoked. In this regard,
Article 5.A.5.d. of the Personnel Manual states that ensigns whom a board does not
recommend and whose commissions are not revoked shall be placed out of line for
promotion for at least nine months, beginning on the date the board report which did
not recommend them for promotion is approved. An ensign who fails of selection but
whose commission is not revoked gets a second opportunity before the LTJG selection
board, which is essentially what the Coast Guard is recommending for the applicant.
9. The applicant has asked the Board to direct that he be allowed to earn one
additional OER before his record is placed before the next selection board. This is a
reasonable request since he has no observed OER for the period October 1, 2004 to
March 31, 2005, due to Coast Guard error. The Board will direct that he be allowed the
opportunity to earn one additional OER before being considered by a selection board.
recommended by the Coast Guard.
10. Accordingly, the Board finds that the applicant is entitled to the relief
ORDER
The application of Ensign XXXXXXXX., xxxxxxxxx, USCG, for correction of his
military record is granted as follows:
Within a reasonable time, but not to exceed sixty days from the date of this
decision, the Coast Guard shall offer the applicant the opportunity to be reinstated on
active duty at a unit other than Coast Guard Sector Portland. Such reinstatement shall
be at a time convenient to the applicant and Coast Guard, but must be completed within
six months from the date of this decision. The applicant's record shall be further
corrected to show that he was never discharged from active duty and that his
commission was never revoked. He shall receive back pay and allowances, subject to
appropriate off-sets.
If the applicant returns to active duty, he shall be given the opportunity to earn
one additional OER before his record is placed before a selection board for promotion to
LTJG.
Once the applicant has earned one additional OER after his reinstatement to
active duty, his record shall be placed before the next LTJG selection board. If the
applicant is selected for promotion to LTJG by that board, he shall receive the date of
rank commensurate with that board or a date of rank no earlier than if selected by the
2006 selection board at his discretion. If the applicant is not selected for promotion by
that board, he shall be considered to have twice failed of selection for promotion to
LTJG.
Donald A. Pedersen
Adrian Sevier
Randall J. Kaplan
No other relief is granted.
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